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Math 6730-001: Set Theory, Fall 2025
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Lecture Topics
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Date
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What we discussed/How we spent our time
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Aug 22
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Course Notes
NST: Notes
on Set Theory by J. Donald Monk
Syllabus. Evaluation.
Logic.
Logic 2.
Logic Exercises.
Solutions to Logic Exercises.
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Aug 25
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Course Notes
Reading on logic: NST 1-77.
We reviewed some concepts from logic:
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Aug 27
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Course Notes
Reading on logic: NST 1-77.
We continued reviewing (first-order) logic:
- First-order languages.
- First-order structures.
- Syntax. (Terms, Atomic Formulas, Formulas, Sentences)
- Semantics. ($\mathbf{A}\models \sigma$)
The following handouts were used.
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Aug 29
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Course Notes
Reading on logic: NST 1-77.
We continued reviewing (first-order) logic:
- Provability (see pages 30 and 32 of
NST)
versus truth. Consequence relations.
- The Gödel Completeness Theorem.
- The Compactness Theorem.
The following slides were used.
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Sep 3
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Course Notes
Reading on elementary set theory: NST 78-172.
We started to review Chapter 2 of NST (= Elementary Set Theory).
- The First- and Second-Order Peano Axioms.
- The ZFC Axioms (up to Comprehension).
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Sep 5
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Course Notes
Reading on elementary set theory: NST 78-172.
Kunen, Chapter 1, Sections 3 and 4.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- The ZFC Axioms. Models.
- Expanding the language. ($\emptyset, \subseteq, \subset, \cap, \bigcap, \cup, \bigcup$, set braces)
- Sets versus classes.
- Russell's Paradox.
- Ordered pairs
and relations.
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Sep 8
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Course Notes
Reading on elementary set theory: NST 78-172.
Kunen, Chapter 1, Sections 3 and 4.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- Recursion.
- The natural numbers object in a model of ZFC. (Definition + order +
arithmetic handout +
arithmetic + hints handout +
arithmetic slides.)
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Sep 10
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Course Notes
Reading on elementary set theory: NST 78-172.
Four student presentations.
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Sep 12
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- $\langle \mathbb{N}; 0, S(x), x+y, xy, x^y, <\rangle$.
- If $n\in\mathbb{N}$ and $k\in n$, then $k\in \mathbb{N}$.
Hence each $n\in\mathbb{N}$ is the set of its predecessors.
- $\mathbb{N}$ is a transitive set of transitive sets.
- $\langle \mathbb{N}; <\rangle$ is a well-ordered set.
- $\mathbb{N}\to \mathbb{Z}\to \mathbb{Q}\to \mathbb{R}\to \mathbb{C}$.
- Ordinal Numbers.
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Sep 15
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- Ordinal Numbers.
- Definition.
- Exercises at seats from the Ordinals Numbers handout!
- A 2-page fragment from NST.
- ON is closed under class-size intersections and set-size unions.
- Burali-Forti Paradox.
- ON is well-ordered in the class sense, and each
$\alpha\in$ ON is the set of its $\in$-predecessors.
- Some questions that arose in the previous meeting (Sep 12).
- Q: How many $4$-element sets are transitive?
- A: There are 9. First show that any nonempty transitive set
contains the element $\emptyset = 0$. Then show that any
transitive set with more than one element contains
$\{0\} = 1$. Next show that any
transitive set with more than two elements contains
either the element
$\{0,1\} = 2$ or the element $\{1\}$.
Next show that a transitive
set of four elements has the form
$\{0,1,2,X\}$ or $\{0,1,\{1\}, X\}$ for some
$X\in \mathcal{P}(\{0,1,2,\{1\}\})$.
By examining the possibilities, one finds that
there are four transitive sets of the form
$\{0,1,2,X\}$ with $2\in X$, four more of the form
$\{0,1,\{1\}, X\}$ with $\{1\}\in X$, and
one final transitive set of the form
$\{0,1,2,\{1\}\}$. The complete list is:
- $\{0,1,2,\{2\}\}$
- $\{0,1,2,\{0,2\}\}$
- $\{0,1,2,\{1,2\}\}$
- $\{0,1,2,\{0,1,2\}\}$
- $\{0,1,\{1\},\{\{1\}\}\}$
- $\{0,1,\{1\},\{0,\{1\}\}\}$
- $\{0,1,\{1\},\{1,\{1\}\}\}$
- $\{0,1,\{1\},\{0,1,\{1\},\{\{1\}\}\}$
- $\{0,1,2,\{1\}\}$
- Q: Is the class of limit ordinals a proper class?
- A: Yes.
A class of ordinals is a set if and only if it is bounded above.
To see this, assume that $A$ is a set of ordinals.
Then $\alpha:=\bigcup A$
is the least upper bound
of the ordinals in $A$. This shows that any SET of
ordinals is bounded above. Conversely, if $B$ is a
class of ordinals that is bounded above, say by $\beta$,
then $B$ is a subclass of the set
$\{x\in S(\beta)\;|\;x \;\text{is an ordinal}\}$, hence $B$
is a set.
Finally, the class $L$
of limit ordinals is not bounded above. To see this,
assume $\gamma$ is a potential upper bound
for $L$. The union of the set
$\{\gamma, S(\gamma), SS(\gamma), SSS(\gamma), \ldots\}$
is a limit ordinal strictly above $\gamma$. Summarizing: no $\gamma$
can be an upper bound for the class $L$ of limit ordinals, so
$L$ is a proper class.
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Sep 17
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- Transfinite induction and recursion (I+R).
- Simple I+R.
- I+R with parameters.
- Course-of-values I+R
- Truncated I+R.
- Zermelo’s Theorem (= Well-Ordering Theorem).
- A question that arose in the previous meeting (Sep 15).
- Q: The number of $n$-element transitive sets
for $n=0,1,2,3,4$ is $1,1,1,2,4$. This looks like
OEIS sequence A001142. Is it?
- A: No. The number of $n$-element transitive sets is given by
OEIS sequence A001192.
The two sequences start to differ at $n=5$.
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Sep 19
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- Cardinal numbers.
- Definition.
- Cantor’s Theorem.
- CBS Theorem.
- Regular and singular cardinals.
- Cardinal arithmetic.
- The Main Theorem of Cardinal Arithmetic
can be found on pages 154-156 of NST.
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Sep 22
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- Cardinals.
- Definitions.
- Remarks.
- Cardinal arithmetic is well-defined.
- $+$ is commutative, associative, unit $0$.
- $\ast$ is commutative, associative, unit $1$, absorbing element $0$.
- $\ast$ distributes over $+$.
- Exponentiation satisfies the expected rules.
- Ordinal and cardinal arithmetic agree on $\omega$.
- Ordinal and cardinal arithmetic disagree on some infinite
cardinals. In particular, we do not expect commutativity
for ordinal addition or multiplication.
- The definitions of cardinal arithmetic can be extended
to infinite sums and products: e.g.,
$$\Sigma \kappa_i = \kappa_0+\kappa_1+\kappa_2+\cdots =
|\kappa_0\sqcup \kappa_1\sqcup \kappa_2\sqcup\cdots| = |\bigsqcup \kappa_i|.$$
- Theorem. For all infinite $\kappa$, $\kappa\ast \kappa = \kappa$.
- Cardinal arithmetic.
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Sep 24
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- We spent the day discussing equivalent forms of
AC (Section 10 of NST), in particular
the form that asserts that for every infinite $A$ we have
$|A\times A|=|A|$.
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Sep 26
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Course Notes
Reading on elementary set theory: NST 78-172.
Three student presentations.
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Sep 29
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- One student presentation.
- We discussed the equivalence of AC and Zorn’s Lemma.
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Oct 1
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- We discussed the use of Zorn’s Lemma in the
ZFC proof that $(\forall A^{\text{inf}})(|A\times A|=|A|)$.
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We introduced the Hartogs Number ($h(A), H(A)$, or $\aleph(A)$)
and the Lindenbaum Number ($L(A)$, or $\aleph^*(A)$)
and explained why $\aleph(A)\leq \aleph^*(A)$ for every
set $A$.
- We showed that we can derive AC from
ZF+$(\forall A^{\text{inf}})(|A\times A|=|A|)$.
An analysis of the argument showed that we actually derived
AC from ZF+($(\forall B^{\text{inf}})\;(|B\times \aleph(B)|\leq |B\sqcup \aleph(B)|)$).
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Oct 3
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
- We began by making some comments about cardinal exponentiation:
- The function $(\kappa,\lambda)\mapsto \kappa^{\lambda}$ is monotone in both variables.
- It is known that class of triples $(\alpha,\beta,\gamma)$
for which
$\aleph_{\alpha}^{\aleph_{\beta}}=\aleph_{\gamma}$ is not determined
by the axioms of ZFC.
For example, ZFC does not
determine whether
$\aleph_{0}^{\aleph_{0}}=\aleph_{1}$.
- We defined the functions
א
(Aleph),
ב
(Beth),
ג
(Gimel).
- We defined the Continuum Hypothesis (CH) and the Generalized
Continuum Hypothesis (GCH).
- We evaluated $\kappa^{\lambda}$ when
(i) $\kappa,\lambda\in\omega$, (ii) $\kappa\in \{0,1\}$,
(ii) $\lambda\in \{0,1\}$.
- We showed that if $2\leq \kappa$, $\lambda$ is infinite,
and $\kappa\leq\lambda$, then $\kappa^{\lambda}=2^{\kappa}$.
The proof used an instance of the cardinal exponentiation rule
$(\kappa^{\lambda})^{\mu} = \kappa^{\lambda\cdot\mu}$, which
we discussed.
- We discussed cofinality for posets in general and
for ordinals in particular. We recalled
the definition of regular and singular cardinals.
Some observations we made about cofinality of infinite cardinals were
- $\text{cf}(\kappa) \leq \kappa$
- $\text{cf}(\text{cf}(\kappa)) = \text{cf}(\kappa)$
- $\text{cf}(\kappa)$ is a regular cardinal.
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Oct 6
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
Today’s topics:
- König’s Theorem: If $\lambda_i$ and $\kappa_i$ are cardinals
and
$\lambda_i<\kappa_i$ for all $i\in I$,
then $\sum_{i\in I} \lambda_i < \prod_{i\in I} \kappa_i$.
- Corollary 1. (Cantor’s Theorem) If $\kappa$ is a cardinal,
then $\kappa < 2^{\kappa}$.
- Corollary 2. (König’s Corollary)
$\kappa < \kappa^{\text{cf}(\kappa)}$.
- Corollary 3. $\aleph_{\alpha} < \text{cf}(2^{\aleph_{\alpha}})$.
- We began discussing the Main Theorem of Cardinal Arithmentic,
Theorem 11.58 of NST.
We proved Parts (1), (2), and (3)(a), but not Part (3)(b) yet.
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Oct 8
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
We completed the discussion of the
Main Theorem of Cardinal Arithmetic
following
these slides.
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Oct 10
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Course Notes
Reading on elementary set theory: NST 78-172.
We continued reviewing Chapter 2 of NST (= Elementary Set Theory).
We discussed the cofinality of cardinals
following
these slides.
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Oct 13
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Course Notes
Reading on elementary set theory: NST 78-172.
Student presentations.
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Oct 15
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Course Notes
Reading on models of set theory: NST 173-217.
- We discussed the questions:
- What is a model of group theory?
What is a model of topology?
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How do we transition from No Knowledge to Knowledge?
- We discussed Richard’s Paradox and
the need for a distinction between metamathematics and formal mathematics.
We briefly recalled an earlier reading assignment from Kunen, namely:
Kunen, Chapter 1, Sections 3 and 4.
- We defined set-theory structures and class models
- We defined the von Neumann Hierarchy.
- We explained why every set has a transitive closure, which is a set.
As class came to an end, we briefly
sketched why every set has a rank.
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Oct 17
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Course Notes
Reading on models of set theory: NST 173-217.
We started by reviewing some material from the last meeting
and filling in some of the proofs. Namely,
- We recalled the definition of $V_{\alpha}$.
- We used transfinite induction to prove that
$V_{\alpha}$ is a transitive set. We proved
that $\beta\leq \alpha$ implies $V_{\beta}\subseteq V_{\alpha}$.
- We defined the transitive closure of a set $A$,
$\text{tr.cl}(A)$, and showed that
$\text{tr.cl}(A)$ exists, is a set, and it is the least transitive set
containing $A$ as a subset.
- We defined the ordinal rank of a set,
$\text{rank}(A)$, and proved that $\text{rank}(A)$
exists for any set $A$.
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Oct 20
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Course Notes
Reading on models of set theory: NST 173-217.
- We reviewed the definition (NST 12.3)
and the properties (NST 12.4-8) of rank.
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We
defined the hereditarily finite sets.
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We discussed the cardinality of $V_{\alpha}$ for infinite $\alpha$.
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We speculated
about the first value of $\alpha$ such that
$\langle \mathbb{R}; \cdot, +, -, 0, 1\rangle\in V_{\alpha}$.
- We discussed why $V$ has no nonidentity automorphisms.
- We discussed Scott’s Trick for speaking about cardinality
in the absence of choice.
- We briefly discussed the history of the problem
of constructing models of set theory.
(Fraenkel’s permutation models,
Gödel’s L, Cohen’s Forcing,
and the Jech-Sochor embedding theorem.)
- We discussed the Axioms of ZFA following
these slides.
Chapter 4 of Jech’s AC book may be helpful.
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Oct 22
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Course Notes
Reading on models of set theory: NST 173-217,
Chapter 4 of Jech’s AC book.
We discussed the Fraenkel’s first model following
these slides.
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Oct 24
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Course Notes
Reading on models of set theory: NST 173-217,
Chapter 4 of Jech’s AC book.
We began a discussion of how
to show that Fraenkel’s first model
satisfies the axioms of ZFA following
these slides.
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Oct 27
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Course Notes
Reading on models of set theory: NST 173-217,
Chapter 4 of Jech’s AC book.
We continued our discussion about how
to verify that a transitive class satisfies the axioms of ZF
following
these slides.
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Oct 29
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Course Notes
Reading on models of set theory: NST 173-217,
Chapter 4 of Jech’s AC book.
We completed our discussion about how
to verify that a transitive class satisfies the axioms of ZF
following
these slides.
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Oct 31
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Student presentations.
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Nov 3
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Course Notes
Reading on models of set theory: NST, Chapter 13.
- We discussed absoluteness and $\Delta_0$-formulas
following these slides.
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Nov 5
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Course Notes
Reading on models of set theory: NST, Chapter 13.
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Nov 7
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Course Notes
Reading on models of set theory: NST, Chapter 13.
We reviewed the path
(= Absoluteness, Reflection Theorem, Mostowski Collapse)
to establishing why ZFC+Con(ZFC) proves the existence
of a countable, transitive, model of ZFC.
We began a discussion of the ideas of Forcing (Chapter 28, NST),
with the purpose of explaining how to construct
a model of ZFC where CH fails. We introduced the following concepts:
- a forcing order $\langle P; \leq, 1\rangle$.
- (in)compatible elements $p, q\in P$.
- a filter $G\subseteq P$.
- a dense subset $D\subseteq P$.
- a generic filter $G\subseteq P$.
While trying to
explain how to construct
a model of ZFC where CH fails,
we introduced the forcing order $\langle P; \leq , 1\rangle$
where $P$ is the set of finite partial functions
$p\colon U\to \{0,1\}$ where $U\subseteq \omega_2\times \omega$,
$|U|$ finite; $p\leq q$ means $p\supseteq q$; and $1=\emptyset$.
The dense subsets of $P$ that were relevant to the argument were:
\[
D_{\alpha,n}=\{p\in P\;|\;(\alpha,n)\in\textrm{dom}(p)\}
\]
and
\[
D_{\alpha,\beta}=\{p\in P\;|\;(\exists n\in\omega)
[((\alpha,n), (\beta,n)\in\textrm{dom}(p))\wedge (p(\alpha,n)\neq p(\beta,n))]\}
\]
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Nov 10
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Course Notes
Reading on models of set theory: NST, Chapter 13.
We continued the preceding discussion about
Cohen forcing. (Read pages 597-598 of NST.)
We stated the following theorem:
Theorem. (Cohen) Let $M$ bf a c.t.m. of ZFC,
let $\kappa$ be an infinite ordinal in $M$, and let
$G\subseteq F(\kappa\times \omega,2,\omega)$ be a
$\mathbb{P}$-generic filter over $M$. Then
- $M[G]$ is a c.t.m. of ZFC with the same ordinals as $M$.
- $M[G]$ has the same cardinals and some cofinalities of limit
ordinals as $M$.
- $\kappa\leq 2^{\omega}$ holds in $M[G]$.
We proved the third part MODULO the statements that
(i) this forcing is a c.c.c. forcing, and (ii) c.c.c. forcings
preserve cardinals.
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Nov 12
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Course Notes
Reading on models of set theory: NST, Chapter 13.
We announced that HW4 is the final HW assignment
of the semester.
Today we discussed the $\Delta$-System Lemma (read NST pages 357-359)
following
these slides.
We skipped slide 9 (Counterexamples to Generalizations)
to fit the discussion into the time available. You might want
to try to verify the details of these counterexamples!
The $\Delta$-system Lemma was proved in ZFC.
At the end of class, one student asked how
how much of AC is necessary for the proof.
I located this paper, which appears to prove
that the implication ZFC$\Longrightarrow$(ZF + $\Delta$-System Lemma)
is not reversible, but then the paper
pins down the strength of the
$\Delta$-System Lemma by showing
(in Corollary 2.5) that the $\Delta$-System Lemma is equivalent
over ZF to the conjunction of the following two
consequences of AC:
- A countable union of countable sets is countable.
- Every uncountable collection of countable sets has an
uncountable subcollection with a choice function.
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Nov 14
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Course Notes
Reading: NST, Chapter 28.
We briefly reviewed the definitions of Cohen Forcing, then:
- We proved Lemma 28.1 of NST. (= existence of generic filters.)
- We proved Lemma 28.2 of NST. (= generic filters do not belong
to the ground model if the forcing poset is sufficiently branching.)
- We defined $\mathbb{P}$-names and explained their role
in the construction of $M[G]$.
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Nov 17
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Course Notes
Reading: NST, Chapters 8, 13, 28.
We discussed the construction of $M[G]$ following
these slides.
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Nov 19
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Course Notes
Reading: NST, Chapters 8, 13, 28.
We completed
these slides on
the construction of $M[G]$.
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Nov 21
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Course Notes
Reading: NST, Chapters 8, 13, 28.
We completed
these slides,
which introduce the Forcing Theorem.
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Dec 1
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Course Notes
Reading: NST, Chapters 8, 13, 28.
We completed
these slides,
which introduce the forcing relations.
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