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Math 4730/5730: Introduction to Set Theory, Fall 2015


Lecture Topics


Date
What we discussed/How we spent our time
Aug 24
Syllabus. Text. Some discussion about the foundations of mathematics. The idea of a set. The language of set theory. The meaning of "$2$", "$+$", "$=$" and "$4$", and proof that $2+2=4$.
Aug 26
The axioms. We discussed axioms 1, 3, 4, 5. We wrote each of these axioms as a formal sentence. We discussed the use of formulas as abbreviations. We discussed a directed graph model of the axioms. We defined the successor function $S(x) = x\cup \{x\}$, and explained why the successor of a set is a set.
Aug 28
We discussed axioms 2, 6, 7. During the discussion we described the Hilbert Hotel, Dedekind finiteness and Dedekind infiniteness, and the notion of a class function. We defined these words, phrases and symbols: inductive set, subset, $\subseteq$, power set, ${\mathcal P}(X)$, axiom schema. We noted the elementary theorem that $X=Y$ iff $X\subseteq Y$ and $Y\subseteq X$.
Aug 31
We discussed Russell's paradox and impredicative definitions. We showed that if $S\neq \emptyset$, then $\bigcap S$ is a set. We discussed axiom 8. Quiz 1.
Sep 2
We defined $(a,b)$ as $\{\{a\},\{a,b\}\}$, defined $A\times B$, then discussed relations and functions.
Sep 4
We showed that $(a,b)=(c,d)$ if and only if $a=c$ and $b=d$. We discussed this handout. We showed that every subset of a set $B$ is the image of a function to $B$ and every partition of a set $A$ is the coimage of a function from $A$.
Sep 9
We defined kernel of a function, equivalence relation, and equivalence class. We explained why every kernel of a function is an equivalence relation. We sketched some ideas about how to prove that every equivalence relation is the kernel of a function.
Sep 11
We proved that every equivalence relation is the kernel of a function. We explained how to order equivalence relations and partitions according to coarseness/fineness.
Sep 14
This was a day of definitions and pictures, mostly. The definitions included: strict and nonstrict partial orders, the antisymmetry, irreflexivity and asymmetry properties of a binary relation. We pointed out that a binary relation is asymmetric iff it is irreflexive and antisymmetric, and that to each strict partial order there is an associated partial order, i.e.: $$ \leq\; =\; (\lt\cup =)\quad\textrm{and}\quad \lt \;=\; (\leq - =). $$ We gave the meanings of and the words and phrases: poset, total order, comparable/incomparable, chain/antichain, maximal/minimal, maximum/minimum, cover, duality/dual, supremum/lub/join, infimum/glb/meet. Quiz 2.
Sep 16
We defined the natural numbers, $\omega$. We showed that $\omega$ is an inductive set contained in every inductive set. We proved the principle of induction. We defined $m\lt n$ and $m\leq n$. We proved that $0\leq n$ for all $n$, that $m\lt S(n)\leftrightarrow m\leq n$, and that $\lt$ is transitive on $\omega$.
Sep 18
We completed the proof that $\omega$ is strictly linearly ordered by $\in$. We showed that $m\lt n\leftrightarrow m\subsetneq n$, We proved the principle of strong induction.
Sep 21
We defined well-ordered and well-founded sets. We observed that well-ordered = well-founded + linearly ordered. We proved that induction is valid over an ordered set iff the ordered set is well-founded, and derived from this that $\omega$ is well-ordered. We then turned to the recursion theorem, stating the Recursion Theorem and stating the recursive definitions of the arithmetic operations on $\omega$.
Sep 23
We proved some laws of arithmetic. Quiz 3.
Sep 25
We proved the Recursion Theorem.
Sep 28
We discussed recursion with parameters and course of values recursion. Quiz 4.
Sep 30
We defined $|A|=|B|$, $|A|\leq |B|$, finite, infinite. We proved that equipotence is a class equivalence relation. We proved the Cantor-Bernstein Theorem.
Oct 2
We discussed properties of finite sets. (Section 4.2).
Oct 5
We introduced the Axiom of Foundation, completing our introduction of the axioms of ZF. We discussed the distinction between finiteness and Dedekind finiteness, noting that the former implies the latter and that if $A$ is Dedekind finite but not finite, then $n\lt |A|$ for every $n$ while $|\omega|\not\leq |A|$. We defined amorphous set. Quiz 5.
Oct 7
We continued our discussion of infinite Dedekind finite sets and the existence of amorphous sets. We talked about the problem of showing that $\Sigma\to \sigma$ when $\Sigma\cup\{\sigma\}$ is a set of first-order sentences, especially when $\Sigma = ZF$. We stated Gödel's Completeness Theorem and his Second Incompleteness Theorem, and explained their connection to this problem. We mentioned three techniques for modifying models of $ZF$, namely Inner Models, Extensions (forcing), and embedding models of $ZFA$ into models of $ZF$ via the Jech-Sochor Embedding Theorem (also forcing).
Oct 9
We began discussing countably infinite sets. We showed that an infinite set is Dedekind finite iff it has no countably inifnite subset. We showed that a subset of a countably infinite set is finite or countably infinite. We showed that the image of a countable set under a function is at most countable. We discussed a theorem that says, roughly, if it is possible to describe the elements of a set $B$ in a language based on a finite or countable alphabet, then $B$ is at most countable. We used this to show that the sets: $\mathbb Z$, $\mathbb Q$, $\overline{\mathbb Q}$, and the set of formulas of set theory are each countable.
Oct 12
We proved that if $A$ and $B$ are countably infinite, then so are $A\dot{\cup}B$, $A{\cup}B$, $A\times B$, and $A^*$. We proved Cantor's Theorem that the set of real numbers is uncountable.
Oct 14
We discussed the review sheet.
Oct 16
Midterm.
Oct 19
We defined characteristic functions and proved that $|\mathbb R| = |(a,b)| = |2^{\omega}|$ and $|2^A|=|\mathcal P(A)| > |A|$. We then started discussing ordinal numbers.
Oct 21
We discussed well-ordered sets.
Oct 23
We discussed transitive sets and ordinals.
Oct 26
We talked about sets versus classes, and proved that ON (the class of ordinal numbers) is a proper class that is transitive and well-ordered by $\in$. We defined limit ordinal, and mentioned that if $X$ is a set of ordinals, then $\bigcup X$ is the least upper bound of $X$.
Oct 28
We discussed transfinite induction and recursion.
Oct 30
We discussed ordinal arithmetic, including visual interpretations of ordinal addition and product. To introduce language to describe the visual images we defined the ordinal sum $P\oplus Q$ of arbitrary posets, and the lexicographic and antilex ordering on a product of posets. We started a proof of the associative law of ordinal addition, but our proof used an unproved lemma:

$\textrm{sup}\{\alpha+(\beta+\mu) \mid \mu<\gamma\}= \alpha+\textrm{sup}\{\beta+\mu \mid \mu<\gamma\}$ for $\gamma$ limit.

Nov 2
We discussed the leftover claim, $\textrm{sup}\{\alpha+(\beta+\mu) \mid \mu<\gamma\}= \alpha+\textrm{sup}\{\beta+\mu \mid \mu<\gamma\}$ for $\gamma$ limit, from last Friday's lecture. We also mentioned Cantor Normal Form and $\varepsilon_0$. Quiz 6.
Nov 4
(Read 129-133.) We defined initial ordinals and enumerated them by the $\omega$-function: $\omega_0 = \omega$, $\omega_{\alpha}$ = least inital ordinal strictly larger than $\omega_{\beta}$ for all $\beta<\alpha$. We noted that every well-orderable set is equipotent with a unique initial ordinal, which is its cardinal number. We proved Hartogs Theorem and defined the Hartogs number, $h(X)$, of a set $X$. We introduced the notation $\aleph_{\alpha}$ where $\alpha$ is an ordinal. We defined the operations of cardinal addition, multiplication and exponentiation.
Nov 6
We showed that $|A|\leq |A\times A|$ for any set $A$, that $|A|\lt |A\times A|$ for any amorphous set $A$, and that $|A|=|A\times A|$ for any well-orderable set $A$. We showed that the same (in)equalities hold with disjoint union in place of cartesian product. We also argued that if $\kappa$ and $\lambda$ are cardinals, then $\max\{\kappa,\lambda\}$=$\kappa+\lambda$=$\kappa\cdot\lambda$ if $\lambda\gt 0$ and $\kappa$ is infinite.
Nov 9
We introduced the Axiom of Choice and noted some immediate consequences. Quiz 7.
Nov 11
We discussed the question: how do we know we can choose one element from a nonempty set? We concluded that it is possible, and by induction that in ZF there is a choice function for any finite set of nonempty sets. We then proved some slight modifications of the axiom of choice are equivalent to the axiom. Then we proved that AC is equivalent to WO (the Well-Ordering Principle). We introduced the statement of Zorn's Lemma.
Nov 13
We proved that Zorn's Lemma is equivalent to the Axiom of Choice. We proved that every vector space has a basis.
Nov 16
We compared two proofs of the fact that every vector space has a basis. Quiz 8.
Nov 18
We proved that if $|A\times A| = |A|$ for all infinite $A$, then every set can be well-ordered. Then we proved that it is possible to partition $\mathbb R^3$ into disjoint unit circles in such a way that no two circles lie in the same plane.
Nov 20
(Read 129-133.) Cardinal arithmetic. We defined infinite sums and products of cardinals, and cofinality, and showed:

  • if $(\kappa_i)_{i<\lambda}$ is an infinite sequence of nonzero cardinals, then $\sum_{i<\lambda} \kappa_i = \lambda\cdot \sup\{\kappa_i\}$.
  • if $(\kappa_i)_{i<\lambda}$ is an infinite sequence of nonzero cardinals, then $\prod_{i<\lambda} \kappa_i = \sup\{\kappa_i\}^{\lambda}$.
  • (König's Theorem) If $\kappa_i<\lambda_i$ for all $i$, then $\sum \kappa_i<\prod \lambda_i$.
  • (König's Corollary) $\kappa<\kappa^{\textrm{cf}(\kappa)}$.

    In the process of establishing the first two we had to prove an interesting claim: If $\lambda$ is an infinite cardinal, then $\lambda$ can be partitioned into $\lambda$-many cofinal subsequences. This argument used the canonical well-order on $\lambda\times\lambda$.

  • Nov 30
    We reviewed the Nov 20 lecture, including the definition of cofinality. We observed that for any infinite cardinal $\kappa$ there is a field $\mathbb F$ of cardinality $\kappa$, and that if, for some infinite cardinal $\lambda$, $V$ is a $\lambda$-dimensional $\mathbb F$-vector space, then $|V| = \kappa\cdot\lambda$ and $|V^*| = \kappa^\lambda$. We used this to motivate the Exponentiation Problem: Given $\alpha$ and $\beta$, determine $\gamma$ so that $\aleph_{\alpha}^{\aleph_{\beta}}=\aleph_{\gamma}$. We introduced the $\aleph$-function, the $\beth$-function and the $\gimel$-function. We discussed CH and GCH.
    Dec 2
    We discussed regular versus singular cardinals, and successor versus limit cardinals. We proved that successor cardinals are regular, and noted that $\aleph_{\alpha+\omega}$ is singular for every $\alpha$. We showed that $\textrm{cf}(2^{\kappa})>\kappa$, and derived that $|\mathbb R|\neq \aleph_{\omega}$, in fact $|\mathbb R|$ has uncountable cofinality. We discussed the obvious properties of the continuum function, and then proved the nonobvious property that $2^{\lambda}=(2^{<\lambda})^{\textrm{cf}(2^{\lambda})}$ whenever $\lambda$ is limit. From this we derived that if $\lambda$ is singular and the continuum function is constant $\kappa$ below $\lambda$, then $2^{\lambda}=\kappa$. I circulated a review sheet.
    Dec 4
    We reviewed what has been proved about the continuum function, and stated Easton's Theorem. We then began discussing what is known about general exponentiation, including Shelah's Theorem that $\gimel(\aleph_{\omega})=(\aleph_{\omega})^{\omega}$ is either equal to $2^{\omega}$ or is $\lt\aleph_{\omega_4}$. We then began the proof of the Cardinal Exponentiation Theorem. So far we have proved that (i) if $\kappa\leq\lambda$, then $\kappa^{\lambda}=2^{\lambda}$, and (ii) if there exists $\mu\lt\kappa$ such that $\kappa\leq\mu^{\lambda}$, then $\kappa^{\lambda}=\mu^{\lambda}$. What remains to consider is the case where $\lambda<\kappa$ and there is no $\mu<\kappa$ such that $\kappa\leq \mu^{\lambda}$.
    Dec 7
    We proved Hausdorff's Formula, $\aleph_{\alpha+1}^{\aleph_{\beta}}= \aleph_{\alpha}^{\aleph_{\beta}}\cdot\aleph_{\alpha+1}$. Then we proved a lemma that says if $\kappa$ is a limit cardinal and $\textrm{cf}(\kappa)\leq \lambda$, then $\kappa^{\lambda}= (\sup_{\alpha\to\kappa}(|\alpha|^{\lambda}))^{\textrm{cf}(\kappa)}$. Quiz 9.
    Dec 9
    We completed the proof of the Cardinal Exponentiation Theorem. We observed that $\kappa^{\lambda}$ is either $2^{\lambda}, \kappa^{\textrm{cf}(\kappa)}, \kappa$, or $\mu^{\textrm{cf}(\mu)}$ for $\mu$ the least cardinal $\lt\kappa$ such that $\mu^{\lambda}\geq\kappa$. We derived a simpler Cardinal Exponentiation Theorem under GCH. We also showed that GCH is equivalent to the statement that $\kappa^+=\gimel(\kappa)$ for all infinite $\kappa$.